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Listing and Disclosure Rules |
Supplemental Rules |
Guidance Notes |
Disclaimer: Some files are over 10mb and download will vary depending on connection speed. To download separate files, please see links above. The checklist of documentary requirements for initial and additional listing applications and other forms can be found in Appendices.
| Title | Content |
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| Article I – General Objectives and Principles |
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| Article II – Definition of Terms |
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| Article III – Equity Securities |
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| Article IV – Debt Securities |
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| Article V – Additional Listing of Securities |
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| Article VI – Schedule of Fees |
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Article VII – Disclosure Rules |
Article VIII – Penalties and Fines |
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1. PSE Memorandum No. 2008-0406 dated 22 August 2008 re: Philippine Mineral Reporting Code |
1.1. PSE Memorandum No. 2010-0501 dated 27 October 2010 re: Implementing Rules and Regulations of the Philippine Mineral Reporting Code |
1.2. PSE Memo for Brokers No. 220-2005 dated 8 September 2005 re: Interpretation of the Listing Rules for Mining Companies |
2. PSE Memorandum LA-No. 2011-0032 dated 1 September 2011 re: Supplemental Listing and Disclosure Requirements for Petroleum and Renewable Energy Companies |
3. PSE Memorandum No. 2010-0460 dated 29 September 2010 re: Listing Rules for Real Estate Investment Trusts (REITs) |
4. PSE Memorandum No. 2010-0203 dated 4 May 2010 re: Amended Rule on Lodgment of Securities – Implementation of the Electronic Lodgment of all Registered Securities |
5. PSE Memorandum No. 2011-0105 dated 9 March 2011 re: Amended Rules on Listing by Way of Introduction |
6. PSE Memorandum No. 2010-0505 dated 28 October 2010 re: Rule on Minimum Public Ownership |
6.1. PSE Memorandum CN No. 2012-0003 dated 3 January 2012 re: Amended Rule on Minimum Public Ownership |
6.2. PSE Memorandum CN No. 2012-0053 dated 28 September 2012 re: Amendments to the Reporting Requirements Under the Rule on Minimum Public Ownership |
7. PSE Memo for Brokers No. 304-2006 dated 21 September 2006 re: Rules on Backdoor Listing |
8. Rules on Delisting |
9. PSE Memo for Brokers No. 085-2003 dated 24 March 2003 re: Rule on Substitutional Listing |
10. PSE Memo for Brokers No. 066-2004 dated 2 April 2004 re: Revision to Section 13.1. of the Revised Disclosure Rules |
11. PSE Memorandum CN-No. 2013-0010 dated 4 April 2013 re: PSE Rules on Exchange Traded Funds |
12. PSE Memorandum CN-No. 2013-0023 dated 6 June 2013 re: Listing Rules for the Main and SME Boards of the PSE |
13. PSE Memorandum CN-No. 2016-0081 dated 8 December 2016 re: Supplemental Listing and Disclosure Rules Applicable to a PPP Company. |
14. PSE Memorandum CN-No. 2016-0078 dated 2 December 2016 re: Rules on Dollar Denominated Securities |
15. PSE Memorandum CN-No. 2018-0045 dated September 12, 2018 re: Amendments to Listings Rules re Local Small Investors |
16. PSE Memorandum CN-No. 2018-0045 dated September 12, 2018 re: Amendments to Listings Rules re Local Small Investors |
17. PSE Memorandum CN-No. 2019-0012 dated March 22, 2019 re: New Fee Framework for Listing Applications |
18. PSE Memorandum CN-No. 2019-0013 dated March 22, 2019 re: Requirement to Disclose Price Range for Follow-on Offerings and Stock Rights Offerings of Common Shares and Exchange Traded Funds |
19. PSE Memorandum CN-No. 2020-0005 dated February 7, 2020 re: Effectivity of the Amended Listing Rules for Real Estate Investment Trusts (REITS) |
20. PSE Memorandum CN-No. 2020-0076 dated August 3, 2020 re: Guidelines on Minimum Public Ownership Requirement for Initial and Backdoor Listings |
21. PSE Memorandum CN-No. 2020-0080 dated August 14, 2020 re: Revisions to the Mandatory Lock-up Rule for Small, Medium and Emerging (SME) Board Listing |
22. PSE Memorandum CN-No. 2020-0104 dated December 21, 2020 re: Amendments to the Voluntary Delisting Rules |
23. PSE Memorandum CN-No. 2021-0021 dated March 24, 2021 re: Amended Listing Rules |
24. PSE Memorandum CN-No. 2021-0049 dated August 31, 2021 re: Amendments to Article VIII, Section 3 of the Consolidated Listing and Disclosure Rules |
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Initial Public Offering |
Initial Public Offering – Real Estate Investment Trust (REIT) |
Listing by Way of Introduction |
Follow-on Offering / Public Offering |
Merger |
Pre-Emptive / Stock Rights Offering |
Share-for-Share Swap |
Private Placement |
Debt-to-Equity Conversion |
Property-for-Share Swap |
Underlying Common Shares of Convertible Bonds |
Underlying Common Shares of Convertible Preferred Shares |
Warrants and Underlying Common Shares of the Warrants |
Stock Option Plan / Stock Purchase Plan |
Stock Dividend |
Additional Documentary Requirements for a Mining Company |
Supplemental Documentary Requirements for Petroleum and Renewable Energy Companies |
Documentary Requirements for Accreditation of Firms for Purposes of Issuing Fairness Opinions and Valuation Reports |
Documentary Requirements for Accreditation of Property Appraisal Companies |
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Application for Listing |
Agreement with Registrar or Transfer Agent |
Distribution of Capital Stock to its Stockholders |
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1. PSE Memo for Brokers dated 27 November 2007 re: Interpretation of the Suitability Rule of the Exchange |
2. Resolution No. 82, Series of 2006 of the Exchange’s Board of Directors – Abolition of the Listing Committee |
3. Guidelines for Uploading of Required Documents with Access Restrictions |
4. PSE Memorandum No. 2010-0246 dated 21 May 2010 re: the Interpretative Guidelines for the Amended Rules on Lodgment of Securities with a copy of PSE Memorandum No. 2010-0233 dated 18 May 2010 |
5. PSE Memorandum No. 2010-0229 dated 17 May 2010 re: Revised Procedures for Filing of a Listing Application |
6. Resolution No. 107, Series of 2010 of the Exchange’s Board of Directors – Validity of Approval on a Listing Application |
7. Resolution No. 126, Series of 2006 of the Exchange’s Board of Directors – Authority of the President and CEO to make amendments to Board-approved application |
8. PSE Memorandum No. 2011-0104 dated 9 March 2011 re: Guidelines for Fairness Opinions and Valuation Reports |
8.1. PSE Memorandum CN-No. 2017-0042 dated 4 August 2017 re: Policy on Validity Period of the Accreditation of Firms for Valuation or Appraisal Purposes |
8.2. PSE Memorandum CN-No. 2019-0028 dated June 3, 2019 re: Amendment to the Policy on Validity Period of the Accreditation of Firms for Valuation or Appraisal Purposes |
9. PSE Memorandum No. 2011-0117 dated 18 March 2011 re: Documentary Requirements for Accreditation of Firms for Purposes of Issuing Fairness Opinions and Valuation Reports |
10. PSE Memorandum No. 2010-0204 dated 4 May 2010 re: Interpretation of the Rule on Additional Listing of Shares for a Placing and Subscription Transaction |
11. Resolution No. 126, Series of 2005 of the Exchange’s Board of Directors – Revised Initial Listing Fee Structure |
12. PSE Memo for Brokers dated 17 December 2007 – New Annual Listing Maintenance Fee |
13. PSE Memorandum No. 2008-0182 dated 8 April 2008 re: Guidelines for Listed Companies on Posting Disclosures/Reports to their Websites |
14. Guidance Note 14 – Implementation of the PSE Electronic Disclosure Generation Technology |
15. PSE Memo for Brokers No. 161-2007 dated 25 April 2007 re: Change in Cut-Off for Releasing of Corporate Disclosures Submitted Using the Online Disclosure System (ODiSy) |
16. PSE Memo for Brokers No. 268-2002 dated 14 November 2002 re: Amendment to Section 10, Article XII (Stock Dividends), Listings and Disclosure Rules |
17. PSE Memo for Brokers No. 38-2003 dated 6 February 2003 re: Deadline of Remittance of Cash Dividends Accruing to Shares not Lodged in PCD |
18. PSE Memorandum No. 2008-0315 dated 30 June 2008 re: Disclosure of Record and Payment Date for Dividend Declarations |
19. PSE Memorandum No. 2009-0272 dated 13 May 2009 re: SEC Memorandum Circular No. 2 Series of 2009 |
20. PSE Memorandum No. 2009-0214 dated 8 April 2009 re: Guidelines for requesting extension of deadline for filing of Annual and Quarterly Reports |
21. PSE Memo for Brokers No. 537-2007 dated 8 November 2007 re: Updating of Monthly Foreign Ownership Level |
22. PSE Memo for Brokers No. 249-2007 dated 15 June 2007 re: Updating of Foreign Ownership Level |
23. PSE Memo for Brokers No. 437-2007 dated 24 September 2007 re: Updating of Foreign Ownership Level |
24. Other policies, guidelines and practices related to listed shares: |
24.1. PSE Memo for Brokers No. 017-2005 dated 19 January 2005 re: Implementing Guidelines for Companies Under Corporate Rehabilitation |
24.2. Rules on Quasi-Reorganization |
24.3. PSE Notice to all Listed Companies re: Policy on Updating of Stock Certificates |
24.4. Implementing Guidelines on Article XVI, Section 2, Letter of the Listing and Disclosure Rules of the Exchange |
24.5. Memo for Brokers No. 418-2007 dated 12 September 2007 re: Publication of Change in Corporate Name |
24.6. PSE Memorandum No. 2008-0356 dated 29 July 2008 re: Submission of Quarterly Public Ownership Report |
24.7. PSE Memorandum DA-No. 2012-0175 dated 30 July 2012 re: Public Ownership Reports of Listed Companies |
24.8. Guidance Note 24.8 – CG Guidelines for LCs |
24.9. PSE Memorandum No. 2010-0574 dated 26 November 2010 re: Corporate Governance Guidelines for Listed Companies |
24.10. PSE Memorandum No. 2008-0462 dated 3 October 2008 re: Disclosure of Changes in Lodgement and Upliftment Procedure of Listed Companies |
24.11. Monitoring of Use of Proceeds |
25. Guidelines in the Interpretation of Article III, Parts D and E of the Revised Listing Rules, as amended |
26. PSE Memorandum CN-No. 2020-0076 dated August 3, 2020 re: Guidelines on Minimum Public Ownership Requirement for Initial and Backdoor Listings |
27. PSE Memorandum CN-No. 2021-0009 dated February 19, 2021 re: Amendments to PSE Guidelines for Fairness Opinions and Valuation Reports |
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MEMO CG Guidelines 18 January 2016 |
CG Guidelines Disclosure Survey for Listed Companies Template |
CG Guidelines for Listed Companies November 2010 |
Revised Code of Corporate Governance |
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Philippine Mineral Reporting Code |
Subsidiaries
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